cfi 024 2013

DUBAI FINANCIAL SERVICES AUTHORITY v DEUTSCHE BANK AG [2014] DIFC CFI 024 — Regulatory enforcement via consent order (06 February 2014)

The dispute centers on the DFSA’s regulatory oversight of Deutsche Bank AG’s Private Wealth Management (PWM) operations within the DIFC. The DFSA issued formal notices on 25 July 2013 and 1 October 2013, exercising its investigative powers under Article 80 of the Regulatory Law 2004.